Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Rochelle is a financial professional with over 20 years of experience in the industry. Roger is currently registered with Allstate Financial Services, LLC and is located in Gallatin, Tennessee. Roger previously held positions with FIRST HORIZON ADVISORS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and BANC OF AMERICA INVESTMENT SERVICES, INC.. Roger holds Series 6, 7 and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TN
10/16/2020 - Present
Allstate Financial Services, LLC (Gallatin TN)
TN
06/02/2015 - 07/29/2020
FIRST HORIZON ADVISORS, INC. (Nashville TN)
TN
10/23/2009 - 03/31/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHVILLE TN)
TN
08/24/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BRENTWOOD TN)
BC
Issued 08/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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