Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Justice Fleischmann is a financial professional with over 20 years of experience in the industry. Roger is currently registered with J.p. Morgan Securities LLC in San Francisco, California. Roger has a diverse background in the financial services industry, having previously worked at Wells Fargo Investments, LLC and Banc of America Securities LLC. Roger holds a Series 7, Series 24, Series 63, and Series 79 license as well as the Securities Industry Essentials Examination (SIE). Roger is also registered as a broker-dealer in 47 states. Roger specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and corporations. Roger is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
01/10/2011 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
10/12/2001 - 08/18/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
10/13/1999 - 12/31/1999
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 02/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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