Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Lowery is a financial professional with over 40 years of experience in the financial services industry. Roger is currently registered with Northwestern Mutual Investment Services, LLC, and has a branch office location in Fairview Heights, Illinois. Prior to joining Northwestern Mutual Investment Services, LLC, Roger worked for Robert W. Baird & Co. Incorporated in Milwaukee, Wisconsin. Roger holds the Series 6, 26 and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IL
06/23/1982 - Present
Northwestern Mutual Investment Services, LLC (FAIRVIEW HTS IL)
WI
08/20/1987 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 12/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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