Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Bianco jr is a registered investment advisor representative with Capital Client Group, Inc. in Los Angeles, California. Roger Bianco jr has been in the industry since October 1998 and holds Series 6, 7, 24, 63 and 65 licenses. Roger Bianco jr's registration is active in California. Roger Bianco jr is also a drummer in a cover band called "Socially Spent". The band plays small venues and parties infrequently, about 4 or 5 times a year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
08/26/2013 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
TX
10/01/1998 - 08/08/2007
VAN KAMPEN FUNDS INC. (HOUSTON TX)
IA
Issued 08/24/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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