Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger John David is a financial advisor with over 25 years of experience in the industry. Roger is currently registered with Kestra Investment Services, LLC and Kestra Advisory Services, LLC. Roger provides financial planning, securities transactions and management, and insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
04/19/2016 - Present
Kestra Advisory Services, LLC (GRAND RAPIDS MI)
MI
12/01/2009 - 05/04/2015
FSC SECURITIES CORPORATION (GRAND RAPIDS MI)
MI
09/08/2009 - 12/10/2009
LPL FINANCIAL CORPORATION (GRAND RAPIDS MI)
MI
03/11/2005 - 09/08/2009
MUTUAL SERVICE CORPORATION (GRAND RAPIDS MI)
SC
05/26/2004 - 03/17/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CT
12/09/1998 - 06/09/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
IA
07/16/1997 - 01/05/1999
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
CT
05/02/1996 - 07/16/1997
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
IA
Issued 08/16/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2011
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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