Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Mollicone is a financial professional with over 35 years of experience in the financial services industry. Roger has been registered with Principal Securities, Inc. since 2009. Roger is a Series 7 and Series 63 licensed financial professional, and also holds the SIE exam. Roger is a well-respected and experienced financial professional who is committed to helping his clients achieve their financial goals. Roger offers a wide range of financial services, including financial planning, portfolio management, and investment advisory services. Roger is dedicated to building strong relationships with his clients and providing them with personalized service. Prior to joining Principal Securities, Inc., Roger was also employed by MTL EQUITY PRODUCTS, INC. and MUTUAL SERVICE CORPORATION. Roger has worked with a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IL
11/06/2009 - Present
Principal Securities, Inc. (ROSELLE IL)
IL
01/20/2000 - 10/23/2009
MTL EQUITY PRODUCTS, INC. (ROSELLE IL)
MA
08/23/1988 - 12/31/1999
MUTUAL SERVICE CORPORATION (BOSTON MA)
NA
02/19/1986 - 08/27/1988
SOUTHMARK FINANCIAL SERVICES, INC.
BC
Issued 12/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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