Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Trinwith is a financial advisor with over 13 years of experience in the industry. Roger has been a registered representative with Neuberger Berman BD LLC since October 2024 and previously worked at UBS Financial Services Inc. and Dimensional Fund Advisors. Roger holds both Series 7 and Series 66 licenses and the Series 65 license as well. Roger is also a Chartered Financial Analyst. Roger has a broad base of experience and is registered to provide advisory services in 49 states, plus Washington, D.C. In addition to working as a financial advisor, Roger is also President of VIP Barrington, the HOA/building property management board located at Roger's personal residence.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
10/17/2024 - Present
Neuberger Berman BD LLC (NEW YORK NY)
CA
10/01/2013 - 12/22/2015
UBS FINANCIAL SERVICES INC. (LONG BEACH CA)
BOTH
Issued 10/10/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/19/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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