Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Mathews is a financial professional with over 30 years of experience in the industry. Roger is currently registered with Allstate Financial Services, LLC in Lincoln, NE. Roger has previously held positions with firms such as AMERITAS INVESTMENT CORP., TRANSAMERICA FINANCIAL ADVISORS, INC, SUNSET FINANCIAL SERVICES, INC., ONEAMERICA SECURITIES, INC., PARK AVENUE SECURITIES LLC, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
01/28/2016 - Present
Allstate Financial Services, LLC (Lincoln NE)
MO
01/21/2015 - 01/05/2016
AMERITAS INVESTMENT CORP. (CHESTERFIELD MO)
MO
10/23/2012 - 12/17/2014
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. LOUIS MO)
MO
01/25/2008 - 01/31/2011
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
MO
06/10/2003 - 01/23/2008
ONEAMERICA SECURITIES, INC. (KANSAS CITY MO)
NY
01/03/2002 - 07/10/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MA
11/08/1991 - 11/30/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/08/1991 - 11/30/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 12/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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