Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Houston is a financial advisor who has been in the industry since 1992. Roger is a Certified Financial Planner® and has been with LPL Financial LLC since 2003. Roger has Series 6, 7, 22, and 66 securities licenses, along with the SIE. He holds registrations in Michigan, Texas, and 15 other states. Roger has been affiliated with several firms throughout his career, including VeraVest Investments, Inc. and Forth Financial Securities, Corporation. Roger also provides services related to fixed annuities, health, disability and long term care insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
02/07/2020 - Present
LPL Financial LLC (SOUTHFIELD MI)
MA
12/14/1998 - 11/24/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
VA
02/28/1990 - 01/07/1991
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
VA
07/18/1984 - 01/01/1990
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
BOTH
Issued 12/02/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/06/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/17/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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