linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Roger James Engemoen

Samco Capital Markets, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Roger? Claim Your Profile

About Roger James Engemoen

Roger Engemoen is a registered representative with Samco Capital Markets, Inc. Roger has been in the industry since 1986 and has extensive experience in the financial services industry. Roger is a licensed securities principal and has passed the Series 7, 24, 27, 52, 53, 79, 99, and SIE exams. Roger was previously registered with Penson Financial Services, Inc. and Service Asset Management Company.

Firm Information

Roger Engemoen is currently registered with Samco Capital Markets, Inc.. Samco Capital Markets, Inc. is a corporation that was formed on May 9, 2005. The firm is registered with the SEC and in all 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Roger Engemoen’s Registration & Firm History

TX

10/24/2005 - Present

Samco Capital Markets, Inc. (AUSTIN TX)

NM

02/03/2003 - 05/19/2006

PENSON FINANCIAL SERVICES, INC. (SANTA FE NM)

TX

09/24/1999 - 02/03/2003

SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)

TX

12/15/1995 - 08/01/2001

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

NA

03/23/1987 - 12/15/1995

SERVICE ASSET MANAGEMENT COMPANY

NA

05/22/1986 - 05/21/1987

PINNACLE SECURITIES, INC.

Not sure if Roger James Engemoen is right for you?

Licenses & Designations

BC

Issued 08/27/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/01/1986

Series 27 - Financial and Operations Principal Examination

BC

Issued 08/27/1986

Series 24 - General Securities Principal Examination

BC

Issued 11/30/1981

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Roger James Engemoen. Review regulatory record here.
Not sure if Roger James Engemoen is right for you?