Invested Better
Unclaimed

Unclaimed

Unclaimed

Roger James Blundell

NEW England Tactical Investments LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Roger? Claim Your Profile

About Roger James Blundell

Roger Blundell is an investment advisor representative with New England Tactical Investments LLC. Roger has been in the financial services industry since 1992 and has a broad range of experience in the field. Roger holds multiple licenses, including the Series 65, Series 63, Series 4, and Series 7. Roger is also a registered investment advisor representative in New Hampshire.

Firm Information

Roger Blundell is currently registered with NEW England Tactical Investments LLC. NEW England Tactical Investments LLC is an investment advisor that provides portfolio management for individuals. The firm has 1 licensed agent and 1 investment advisor representative.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Roger Blundell’s Registration & Firm History

NH

05/17/2019 - Present

NEW England Tactical Investments LLC (KENSINGTON NH)

NH

05/02/2018 - 11/23/2018

PRUCO SECURITIES, LLC. (Bedford NH)

FL

09/03/2014 - 08/11/2016

FREEDOM INVESTORS CORP. (Longwood FL)

FL

04/02/2014 - 12/31/2014

MERRIMAC CORPORATE SECURITIES, INC. (ALTAMONTE SPRINGS FL)

FL

01/05/2012 - 06/04/2012

JHS CAPITAL ADVISORS, LLC (TAMPA FL)

IL

08/30/2011 - 12/07/2011

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

NH

01/11/2011 - 08/05/2011

BROKERSXPRESS LLC (KENSINGTON NH)

FL

05/15/2008 - 01/12/2011

VFINANCE INVESTMENTS, INC (BOCA RATON FL)

MA

02/13/2001 - 02/13/2004

FEDERAL STREET INVESTMENTS, INC. (BEVERLY MA)

TX

11/14/2000 - 04/27/2001

SALOMON GREY FINANCIAL CORPORATION (DALLAS TX)

FL

05/24/1995 - 11/15/2000

BARRON CHASE SECURITIES, INC. (BOCA RATON FL)

CA

01/31/1995 - 04/26/1995

BARABAN SECURITIES, INC. (LOS ANGELES CA)

IA

08/09/1993 - 12/31/1993

DICKINSON & CO. (DES MOINES IA)

NY

02/08/1993 - 09/09/1993

DUNHILL EQUITIES, INC. (GARDEN CITY NY)

NY

06/03/1992 - 04/16/1993

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

Not sure if Roger James Blundell is right for you?

Licenses & Designations

IA

Issued 02/22/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/06/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/28/1999

Series 4 - Registered Options Principal Examination

BC

Issued 03/14/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Roger James Blundell. Review regulatory record here.
Not sure if Roger James Blundell is right for you?