Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Hobby is a financial advisor at Empower Advisory Group, LLC, with a focus on individuals, high-net-worth clients, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Roger has been in the financial services industry since 1989 and has extensive experience in providing financial planning and portfolio management services. He is a registered representative with FINRA and a registered investment advisor in the state of Massachusetts. Roger also has a background in property management and is a trustee for several trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
08/27/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MA
01/30/2014 - 02/05/2024
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
MA
12/09/2011 - 12/09/2013
M&T SECURITIES, INC. (BOSTON MA)
DE
09/17/2008 - 09/02/2011
WILMINGTON BROKERAGE SERVICES COMPANY (WILMINGTON DE)
MA
11/20/1989 - 07/21/2008
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
BOTH
Issued 08/12/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1990
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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