Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Henry Weismiller is a financial advisor with over 36 years of experience. Roger is currently registered with Wells Fargo Clearing Services, LLC and has been a registered representative for over 35 years. Roger has a wide range of experience in the financial services industry, having worked for several firms, including OSAIC INSTITUTIONS, INC., EDWARD JONES, CENTURY SECURITIES ASSOCIATES, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, ROWLAND, SIMON & CO. and R. ROWLAND & CO., INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/28/2024 - Present
Wells Fargo Clearing Services, LLC (WILMINGTON NC)
MO
02/03/2022 - 05/28/2024
OSAIC INSTITUTIONS, INC. (Creve Coeur MO)
MO
01/20/1999 - 11/26/2021
EDWARD JONES (ST LOUIS MO)
MO
08/01/1995 - 01/15/1999
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
MO
11/18/1988 - 07/13/1995
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NA
02/01/1988 - 11/18/1988
ROWLAND, SIMON & CO.
NA
05/21/1987 - 02/01/1988
R. ROWLAND & CO., INCORPORATED
BOTH
Issued 10/26/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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