linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Roger Henry Tulcin

Neuberger Berman BD LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Roger? Claim Your Profile

About Roger Henry Tulcin

Roger Tulcin has over 40 years of experience in the securities industry. Roger is currently a registered representative at Neuberger Berman BD LLC in NEW YORK, NY. Previously, Roger was a registered representative at MELHADO, FLYNN & ASSOCIATES, INC., MORGAN STANLEY & CO., INCORPORATED, STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED, BEAR, STEARNS & CO., and SALOMON BROTHERS. Roger has a variety of licenses and certifications, including Series 4, 7, 63, and 66.

Firm Information

Roger Tulcin is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Roger Tulcin’s Registration & Firm History

NY

03/26/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

06/03/1994 - 07/19/2005

MELHADO, FLYNN & ASSOCIATES, INC. (NEW YORK NY)

NY

06/24/1993 - 06/03/1994

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

06/13/1983 - 08/20/1992

STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED (GARDEN CITY NY)

NA

02/10/1982 - 06/09/1983

BEAR, STEARNS & CO.

NA

12/05/1977 - 01/19/1982

SALOMON BROTHERS

Not sure if Roger Henry Tulcin is right for you?

Licenses & Designations

BOTH

Issued 08/08/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/04/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/1987

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Roger Henry Tulcin. Review regulatory record here.
Not sure if Roger Henry Tulcin is right for you?