Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Ingwersen is an investment advisor representative with over 50 years of experience in the financial services industry. Currently, Roger is affiliated with Allworth Financial, LP, a firm with a strong reputation for providing financial planning and wealth management services. Roger has a deep understanding of the financial markets and is dedicated to helping clients achieve their financial goals. Previously, Roger worked for firms such as Purshe Kaplan Sterling Investments, UBS Financial Services Inc., Wachovia Securities, LLC, and Prudential Securities Incorporated. He has held various positions in the industry, including those in brokerage, advisory, and management. Roger is also a Certified Financial Planner™, demonstrating his commitment to providing comprehensive financial planning services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
10/09/2024 - Present
Allworth Financial, LP (Waltham MA)
MA
09/30/2016 - 06/30/2023
PURSHE KAPLAN STERLING INVESTMENTS (Waltham MA)
MA
12/12/2008 - 10/11/2016
UBS FINANCIAL SERVICES INC. (WELLESLEY MA)
MO
07/01/2003 - 12/15/2008
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/14/1976 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
04/11/1972 - 02/27/1976
BACHE & CO., INCORPORATED
IA
Issued 11/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/1985
Series 4 - Registered Options Principal Examination
BC
Issued 06/17/1976
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 06/13/1977
PC - AMEX Put and Call Exam
BC
Issued 04/06/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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