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Roger Henry Ingwersen

Allworth Financial, LP

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About Roger Henry Ingwersen

Roger Ingwersen is an investment advisor representative with over 50 years of experience in the financial services industry. Currently, Roger is affiliated with Allworth Financial, LP, a firm with a strong reputation for providing financial planning and wealth management services. Roger has a deep understanding of the financial markets and is dedicated to helping clients achieve their financial goals. Previously, Roger worked for firms such as Purshe Kaplan Sterling Investments, UBS Financial Services Inc., Wachovia Securities, LLC, and Prudential Securities Incorporated. He has held various positions in the industry, including those in brokerage, advisory, and management. Roger is also a Certified Financial Planner™, demonstrating his commitment to providing comprehensive financial planning services to his clients.

Firm Information

Roger Ingwersen is currently registered with Allworth Financial, LP. Allworth Financial, LP is an investment advisory firm based in Folsom, CA. The firm offers a range of financial planning and portfolio management services to individuals, businesses, and retirement plans. Allworth Financial, LP manages over $19 billion in assets for clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations.
Allworth Financial, LP

340 PALLADIO PKWY.

FOLSOM, CA 95630

$19.31B

Assets Under Management

Not reported

Total Clients

231

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roger Ingwersen’s Registration & Firm History

MA

10/09/2024 - Present

Allworth Financial, LP (Waltham MA)

MA

09/30/2016 - 06/30/2023

PURSHE KAPLAN STERLING INVESTMENTS (Waltham MA)

MA

12/12/2008 - 10/11/2016

UBS FINANCIAL SERVICES INC. (WELLESLEY MA)

MO

07/01/2003 - 12/15/2008

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

06/14/1976 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

08/27/1976 - 09/16/1977

BACHE HALSEY STUART INC.

NA

02/27/1976 - 08/27/1976

BACHE & CO INCORPORATED

NA

04/11/1972 - 02/27/1976

BACHE & CO., INCORPORATED

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Licenses & Designations

IA

Issued 11/10/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/23/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/03/1985

Series 4 - Registered Options Principal Examination

BC

Issued 06/17/1976

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/1983

Series 15 - Foreign Currency Options Examination

BC

Issued 06/13/1977

PC - AMEX Put and Call Exam

BC

Issued 04/06/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Roger Henry Ingwersen. Review regulatory record here.
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