Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Hopkins is a financial professional with over 17 years of experience in the industry. Currently, Roger is registered with Deutsche Bank Securities Inc. and has been with the firm since 2017. Prior to joining Deutsche Bank Securities Inc., Roger held roles at WELLS FARGO SECURITIES, LLC, Morgan Stanley & Co. Incorporated, and Kellogg Specialist Group LLC. Roger is a licensed professional with the Series 7, 24, 55, 57TO and SIE licenses. Roger is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
08/04/2017 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
06/17/2014 - 06/06/2017
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
08/11/2009 - 06/19/2014
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/09/2005 - 08/11/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
06/13/2005 - 08/02/2005
KELLOGG SPECIALIST GROUP LLC (NEW YORK NY)
NY
05/17/2005 - 06/13/2005
KELLOGG CAPITAL GROUP LLC (NEW YORK NY)
NY
04/18/2005 - 05/16/2005
PERFORMANCE SPECIALIST GROUP LLC (NEW YORK NY)
NY
02/14/2005 - 04/15/2005
KELLOGG CAPITAL GROUP LLC (NEW YORK NY)
BC
Issued 09/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/10/2005
Series 25 - NYSE Trading Assistant Examination
BC
Issued 07/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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