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Roger Harrington Cox

Rademacher Financial, Inc.

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About Roger Harrington Cox

Roger Harrington Cox is an Investment Advisor Representative at Rademacher Financial, Inc.. The firm is based in Lawrence, KS and has offices in Kamas, UT. Roger has over 30 years of experience in the financial services industry. Roger has passed exams for Series 63, Series 65, Series 7, Series 24 and SIE. Roger is registered to provide investment advice in Utah.

Firm Information

Roger Cox is currently registered with Rademacher Financial, Inc.. Rademacher Financial, Inc. is an investment advisor located in LAWRENCE, KS. The firm provides financial planning, portfolio management for individuals and businesses, and individual retirement plan consulting services. Rademacher Financial, Inc. manages approximately $180,479,079 in regulatory assets under management. The firm serves high-net-worth individuals, corporations and other businesses, individuals other than high-net-worth, state or municipal government entities, and charitable organizations.
Rademacher Financial, Inc.

1505 KASOLD DRIVE

LAWRENCE, KS 66047

$180.48M

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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individual retirement plan consulting services

Individual retirement plan consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roger Cox’s Registration & Firm History

KS

09/05/2018 - Present

Rademacher Financial, Inc. (LAWRENCE KS)

KS

05/16/2001 - 06/28/2023

RAYMOND JAMES FINANCIAL SERVICES, INC. (LAWRENCE KS)

OK

09/22/1994 - 05/16/2001

AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)

NA

08/26/1994 - 09/19/1994

AMERICAN INVESTMENT SERVICES, INC.

FL

06/05/1992 - 09/07/1994

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

CA

08/28/1990 - 06/05/1992

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

AZ

01/31/1989 - 08/30/1990

SPELMAN & CO., INC. (PHOENIX AZ)

NA

09/03/1987 - 02/17/1989

PFG SECURITIES, INC.

NA

11/21/1986 - 09/23/1987

INVESTACORP, INC.

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Licenses & Designations

IA

Issued 10/01/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/06/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Roger Harrington Cox.
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