Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Grant Morgan has been in the financial services industry since 1998. Roger is a registered representative of J.p. Morgan Securities LLC, and has held registrations with a number of firms in the past including Chase Investment Services Corp., BANC of America Investment Services, Inc., and Dean Witter Reynolds Inc. Roger has experience in providing financial advice and portfolio management services for individuals, businesses, and institutions. Roger specializes in providing financial planning, portfolio management, and pension consulting services to clients. Roger is licensed to conduct business in multiple states, including Texas, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Kentucky, Michigan, New Mexico, New York, Ohio, Pennsylvania, and Utah. Roger is also registered as an Investment Advisor Representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (EL PASO TX)
TX
09/17/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (EL PASO TX)
TX
11/18/2005 - 05/15/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (EL PASO TX)
IL
03/01/1999 - 11/18/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
11/24/1997 - 03/01/1999
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
MA
06/26/1997 - 12/01/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
NY
06/03/1996 - 03/12/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 06/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 05/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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