Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Goren is a financial professional with over 30 years of experience in the financial services industry. Roger is currently registered with Principal Securities, Inc. Roger is a registered representative and investment advisor representative, holding Series 6, 7, and SIE licenses. Prior to joining Principal Securities, Inc., Roger was affiliated with several other financial institutions. Roger has experience in a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management. Roger also holds insurance licenses and is the owner of Goren & Goren LTD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NY
06/30/2021 - Present
Principal Securities, Inc. (Melville NY)
NY
01/17/2012 - 06/23/2014
NEW ENGLAND SECURITIES (UNIONDALE NY)
NY
08/16/2006 - 01/10/2012
HORNOR, TOWNSEND & KENT, INC. (NEW YORK NY)
NY
06/01/2005 - 08/16/2006
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/23/1983 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/19/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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