Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Gordon Abel is a financial advisor with LPL Financial LLC. Roger has been in the financial services industry since 2003. He is a registered representative in Iowa and Texas. Roger's experience includes working for Ameritas Investment Corp., Cambridge Investment Research, Inc. and Intersecurities, Inc. Roger provides a variety of financial services, including financial planning, portfolio management, and retirement planning. He is also licensed to sell insurance. Roger has a strong commitment to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IA
09/12/2018 - Present
LPL Financial LLC (CEDAR RAPIDS IA)
IA
10/01/2012 - 09/07/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (CEDAR RAPIDS IA)
IA
01/19/2012 - 10/19/2012
AMERITAS INVESTMENT CORP. (CEDAR RAPIDS IA)
NY
05/19/2010 - 02/06/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CO
09/02/2009 - 03/31/2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
IA
10/24/2008 - 09/10/2009
AMERITAS INVESTMENT CORP. (CEDAR RAPIDS IA)
IA
06/16/2008 - 11/17/2008
CAMBRIDGE INVESTMENT RESEARCH, INC. (CEDAR RAPIDS IA)
IA
12/16/2003 - 06/16/2008
NATIONAL PLANNING CORPORATION (CEDAR RAPIDS IA)
FL
04/29/2002 - 12/16/2002
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IA
Issued 03/05/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/26/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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