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Roger Glenn Howell

Cambridge Investment Research, Inc.

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About Roger Glenn Howell

Roger Glenn Howell is a financial advisor with Cambridge Investment Research, Inc. based in Wilkes Barre, PA. Roger has been in the financial industry since August 1984. Roger holds a Series 6 license, a Series 63 license, and a SIE license. Roger has been registered with Cambridge Investment Research, Inc. since September 2011. Previously, Roger has worked at Tower Square Securities, Inc., WS Griffith Securities, Inc., Princor Financial Services Corporation, Linsco/Private Ledger Corp., Guardian Investor Services Corporation, Massachusetts Mutual Life Insurance Company and MML Investors Services, Inc.

Firm Information

Roger Howell is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roger Howell’s Registration & Firm History

PA

09/15/2011 - Present

Cambridge Investment Research, Inc. (WILKES BARRE PA)

PA

06/18/2004 - 09/22/2011

TOWER SQUARE SECURITIES, INC. (WILKES BARRE PA)

CT

03/30/1998 - 06/07/2004

WS GRIFFITH SECURITIES, INC. (HARTFORD CT)

IA

02/21/1995 - 04/03/1998

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

SC

12/08/1993 - 03/21/1995

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

NY

02/12/1986 - 12/10/1993

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NA

07/11/1984 - 01/30/1986

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

NA

07/11/1984 - 01/28/1986

MML INVESTORS SERVICES, INC.

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Licenses & Designations

BC

Issued 04/21/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roger Glenn Howell.
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