Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger George Thomas is a financial advisor with over 10 years of experience in the financial services industry. Roger is currently registered with Farmers Financial Solutions, LLC and is licensed to provide financial advice in California and Nevada. Roger has been with Farmers Financial Solutions, LLC since 2013 and previously worked for MetLife Securities Inc. Roger is Series 66, Series 26 and Series 7 licensed. Roger holds a SIE license and is also a registered Principal. Roger is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/10/2014 - Present
Farmers Financial Solutions, LLC (TARZANA CA)
CA
04/02/2013 - 03/12/2014
FARMERS FINANCIAL SOLUTIONS, LLC (VALENCIA CA)
CA
07/28/2011 - 01/28/2013
METLIFE SECURITIES INC. (WOODLAND HILLS CA)
BOTH
Issued 07/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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