Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Larsen is a financial advisor with over 20 years of experience in the industry. Roger is currently registered with Raymond James Financial Services Advisors, Inc. and has previously worked for First Western Advisors, Royal Alliance Associates, Inc., PIM Financial Services, Inc., Consolidated Investment Services, Inc., SunAmerica Securities, Inc., Southmark Financial Services, Inc., Freeman Financial Services Corporation, Income-Equities Marketing Corporation, Programs, Inc., John G. Kinnard And Company, Incorporated, and DuPont Walston, Incorporated. Roger specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. Roger is also a registered representative with the state of Utah and holds the Series 7TO, SIE, Series 1, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
UT
10/03/2019 - Present
Raymond James Financial Services Advisors, Inc. (HOLLADAY UT)
UT
08/13/2002 - 10/02/2019
FIRST WESTERN ADVISORS (SALT LAKE CITY UT)
AZ
03/13/2002 - 08/12/2002
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CA
08/11/1994 - 03/13/2002
PIM FINANCIAL SERVICES, INC. (SAN MARCOS CA)
CO
03/31/1992 - 08/16/1994
CONSOLIDATED INVESTMENT SERVICES, INC. (LITTLETON CO)
AZ
06/18/1989 - 03/19/1992
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
02/14/1977 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
06/20/1975 - 12/19/1976
FREEMAN FINANCIAL SERVICES CORPORATION
NA
02/04/1974 - 11/10/1974
INCOME-EQUITIES MARKETING CORPORATION
NA
03/19/1970 - 04/05/1974
PROGRAMS, INC.
NA
08/18/1972 - 08/16/1973
JOHN G. KINNARD AND COMPANY, INCORPORATED
NA
03/01/1968 - 09/02/1971
DUPONT WALSTON, INCORPORATED
BC
Issued 05/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/07/1970
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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