Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger G. Brigati is a financial professional with over 20 years of experience in the industry. Roger is currently registered with J.P. Morgan Securities LLC and has held previous positions with HSBC Securities (USA) Inc., Citigroup Global Markets Inc., Morgan Stanley, and other firms. Roger is a Certified Financial Planner and a Chartered Financial Analyst. Roger's specializations include investments, insurance, financial planning, and retirement planning. Roger is registered with the state of New York as an investment advisor representative and is also registered in multiple other states including New Jersey, North Carolina, and many others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
10/21/2016 - Present
J.p. Morgan Securities LLC (COMMACK NY)
NY
11/28/2014 - 09/22/2016
HSBC SECURITIES (USA) INC. (BOHEMIA NY)
NY
10/08/2013 - 10/13/2014
CITIGROUP GLOBAL MARKETS INC. (HUNTINGTON STATION NY)
NY
06/09/2012 - 10/11/2013
MORGAN STANLEY (HAUPPAUGE NY)
NY
10/08/2008 - 11/24/2010
G-2 TRADING,LLC (NEW YORK NY)
NY
03/17/2003 - 10/25/2007
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NY
08/13/2001 - 03/21/2003
WORLDCO, L.L.C. (NEW YORK NY)
NY
03/15/2000 - 08/13/2001
WORLDCO, L.L.C. (NEW YORK NY)
NY
02/23/2001 - 03/14/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
BC
Issued 08/30/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/26/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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