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Roger Fan

RF Capital Management

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About Roger Fan

Roger Fan is an investment advisor representative registered with RF Capital Management. Roger has been in the industry since 2017 and holds a Series 65 license. Roger has previously worked at American Trucking Co. and Texas Tech University School of Law. Roger is currently registered in California.

Firm Information

Roger Fan is currently registered with RF Capital Management. RF Capital Management is an investment advisor that primarily provides portfolio management for individuals and high-net-worth individuals. The firm manages approximately $827,896 in regulatory assets under management.

$827,896

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Roger Fan’s Registration & Firm History

CA

01/01/2025 - Present

RF Capital Management (ARCADIA CA)

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Licenses & Designations

IA

Issued 07/18/2017

Series 65 - Uniform Investment Adviser Law Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Roger Fan.
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