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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger f.? Claim Your ProfileRoger F. Vierra is a financial advisor with UBS Financial Services Inc., based in Rockland, Massachusetts. Roger has been in the financial services industry since 1985, specializing in a variety of investment strategies. Roger's experience includes working with a range of clients, including high-net-worth individuals, corporations, and institutions. Roger is committed to providing personalized financial advice and guidance to help clients achieve their financial goals. He is a Registered Representative of UBS Financial Services Inc. and is licensed to offer investment advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
11/02/2009 - Present
UBS Financial Services Inc. (ROCKLAND MA)
MA
02/22/1991 - 12/18/2007
BEAR, STEARNS & CO. INC. (BOSTON MA)
NY
05/22/1989 - 01/30/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
08/18/1986 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
10/09/1985 - 08/15/1986
DEAN WITTER REYNOLDS INC.
IA
Issued 04/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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