Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Eugene Simmons is a financial advisor with over 23 years of experience in the financial services industry. Roger holds a Series 6, 7, 24 and 66 licenses and is a Certified Financial Planner. He is a registered representative of LPL Financial LLC and is also registered as an investment advisor representative. Roger is passionate about helping individuals and families achieve their financial goals. He has a strong track record of success and is committed to providing his clients with personalized service and tailored financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/22/2007 - Present
LPL Financial LLC (NEW BRAUNFELS TX)
CO
11/08/2001 - 11/16/2004
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
GA
05/19/1999 - 11/16/2001
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 01/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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