Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Esquibel is a financial advisor with Ameriprise Financial Services, LLC. Roger has been working in the financial industry since April 12, 1997. Roger is registered to provide investment advice in Colorado and Texas. Roger also has several other business registrations in different states. Roger is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/17/2022 - Present
Ameriprise Financial Services, LLC (Pueblo CO)
CO
09/20/2013 - 10/18/2022
EDWARD JONES (PUEBLO WEST CO)
CO
10/01/2012 - 09/25/2013
J.P. MORGAN SECURITIES LLC (COLORADO SPRINGS CO)
CO
08/20/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLORADO SPRINGS CO)
CO
04/13/2010 - 08/22/2012
VALIC FINANCIAL ADVISORS, INC. (LAKEWOOD CO)
CO
05/15/2009 - 04/12/2010
WADDELL & REED, INC. (COLORADO SPRINGS CO)
CO
04/19/2007 - 05/19/2009
WELLS FARGO ADVISORS, LLC (PUEBLO CO)
CO
03/23/2000 - 04/09/2007
U.S. BANCORP INVESTMENTS, INC. (LA JUNTA CO)
IL
10/09/1996 - 09/27/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 03/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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