Unclaimed
Roger Emery Huddleston is a financial professional with over 19 years of experience in the industry. Roger is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since June 2004. Prior to joining Northwestern Mutual Investment Services, LLC, Roger was employed by PFS INVESTMENTS INC. for a short time in 2004. Roger holds the Series 6, Series 63, and SIE licenses and is registered in multiple states including Illinois, Indiana, Michigan, Minnesota, Oregon, Washington, Wisconsin, California, Colorado, Nevada and Virginia. Roger is a licensed agent and representative for Northwestern Mutual Investment Services, LLC in Lombard, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
06/11/2004 - Present
Northwestern Mutual Investment Services, LLC (LOMBARD IL)
GA
04/16/2004 - 05/26/2004
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 04/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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