Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Edwin Sulhoff is a financial advisor with over 40 years of experience. He has been registered with Ameriprise Financial Services, LLC since 2019. Prior to that, he was with The Strategic Financial Alliance, Inc., and OneAmerica Securities, Inc. Roger has a wide range of experience in the financial services industry, including providing asset allocation services, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
10/28/2019 - Present
Ameriprise Financial Services, LLC (Gainesville GA)
GA
06/21/2010 - 10/29/2019
THE STRATEGIC FINANCIAL ALLIANCE, INC. (GAINESVILLE GA)
GA
05/17/2002 - 07/16/2010
ONEAMERICA SECURITIES, INC. (GAINESVILLE GA)
AZ
08/14/2000 - 06/12/2002
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
04/06/1995 - 08/18/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
GA
10/05/1992 - 04/13/1995
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
GA
01/29/1991 - 12/31/1992
PLANNED INVESTMENTS INC. (ATLANTA GA)
GA
09/24/1990 - 12/31/1991
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
GA
08/04/1982 - 09/24/1990
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 05/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/1999
Series 24 - General Securities Principal Examination
BC
Issued 02/08/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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