Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Hellenbrand is a financial advisor at Harbour Investments, Inc. based in Verona, WI. Roger has been in the industry since 1988 and has held registrations with several firms in the past. Roger has passed the Series 63, Series 7 and Series 65 exams, and holds a valid registration in several states, including Wisconsin, Minnesota, Illinois, Florida, California, New Mexico and more. Roger offers financial planning and portfolio management services to individuals and institutions, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Roger is also the owner of Triangle Investments, Insurance & Taxes, an independent insurance agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
03/09/2017 - Present
Harbour Investments, Inc. (VERONA WI)
AZ
04/30/1993 - 02/20/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
02/22/1990 - 04/30/1993
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
03/27/1989 - 03/01/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/27/1989 - 03/01/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
08/25/1988 - 01/03/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 02/27/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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