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Roger Earl Burton

Great Point Capital LLC

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About Roger Earl Burton

Roger Earl Burton is a financial advisor who has been working in the securities industry since 1987. He is currently registered with Great Point Capital LLC and is a Series 7, Series 63 and SIE licensed professional. Roger previously worked at Great Nation Investment Corporation, Crispin Koehler Securities, BirchTree Financial Services, Inc., A. B. Culbertson and Company, and Edward D. Jones & Co., L.P.

Firm Information

Roger Burton is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roger Burton’s Registration & Firm History

IL

10/07/2021 - Present

Great Point Capital LLC (CHICAGO IL)

TX

03/19/1998 - 08/30/2021

GREAT NATION INVESTMENT CORPORATION (AMARILLO TX)

FL

07/14/1995 - 05/15/1998

CRISPIN KOEHLER SECURITIES (TAMPA FL)

MN

12/21/1994 - 07/10/1995

BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

TX

05/26/1989 - 12/21/1994

A. B. CULBERTSON AND COMPANY (FORT WORTH TX)

MO

01/21/1987 - 05/24/1989

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 01/30/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Roger Earl Burton.
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