Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Lapierre is a financial advisor at Ameriprise Financial Services, LLC. Roger has been in the industry since 1999 and has a broad range of experience, including working at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley DW Inc. Roger is registered with the state of Rhode Island and holds the Series 66, Series 7, and SIE licenses. Roger specializes in asset allocation, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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RI
10/28/2011 - Present
Ameriprise Financial Services, LLC (PROVIDENCE RI)
RI
09/16/2005 - 11/01/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
NY
07/19/1999 - 09/20/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/12/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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