Unclaimed
Roger Ziegler is a financial advisor with Cetera Investment Advisers LLC. Roger has over 19 years of experience in the financial services industry. Prior to joining Cetera Investment Advisers, Roger worked at VOYA FINANCIAL ADVISORS, INC. and EDWARD JONES. Roger holds the Series 7, 63 and 66 securities licenses. Roger specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting. Roger is registered with the states of Alabama, Arkansas, California, Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, Mississippi, New Hampshire, Ohio, Tennessee, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
06/29/2023 - Present
Cetera Investment Advisers LLC (JACKSON TN)
TN
02/11/2011 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (JACKSON TN)
TN
01/13/2004 - 01/06/2011
EDWARD JONES (HUMBOLDT TN)
BOTH
Issued 03/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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