Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Dober is a financial advisor at Regions Securities LLC. Roger has been working in the financial industry since December 2018. Roger is registered with the state of North Carolina and South Carolina. Roger holds the Series 79 and SIE licenses as well as the Series 63. Prior to joining Regions Securities, Roger worked at Truist Securities, Inc. in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
09/06/2024 - Present
Regions Securities LLC (Charlotte NC)
NC
10/26/2018 - 07/09/2024
TRUIST SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 03/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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