Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Dean Yeoman is a financial advisor with over 35 years of experience in the industry. He is currently registered with Lasalle ST Securities, LLC and has a Series 6, Series 63 and SIE license. Roger has previously worked at Mutual of Omaha Investor Services, Inc. and PRUCO Securities Corporation. Roger is registered to provide investment advice in several states including Arizona, California, Florida, Indiana, Ohio and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
06/19/2007 - Present
Lasalle ST Securities, LLC (KOKOMO IN)
IN
11/16/1985 - 06/11/2007
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (KOKOMO IN)
NA
09/09/1983 - 06/19/1984
PRUCO SECURITIES CORPORATION
BC
Issued 11/14/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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