Unclaimed
Roger Dean White is a financial advisor with Ameriprise Financial Services, LLC. Roger has been in the financial services industry for over 30 years. Roger is registered with both FINRA and the SEC. Roger has offices in Oshkosh, Dannebrog, and Grand Island, Nebraska. Roger is also a registered insurance broker. Prior to joining Ameriprise, Roger worked with SII INVESTMENTS, INC., QA3 FINANCIAL CORP., MULTI-FINANCIAL SECURITIES CORPORATION, and VESTAX SECURITIES CORPORATION. Roger's experience includes financial planning, portfolio management, and asset allocation services. Roger is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NE
11/17/2017 - Present
Ameriprise Financial Services, LLC (Oshkosh NE)
NE
05/21/2010 - 11/17/2017
SII INVESTMENTS, INC. (KEARNEY NE)
NE
11/22/2005 - 06/01/2010
QA3 FINANCIAL CORP. (KEARNEY NE)
NE
01/01/2004 - 12/09/2005
MULTI-FINANCIAL SECURITIES CORPORATION (OSHKOSH NE)
OH
01/28/1998 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
AZ
09/19/1996 - 01/30/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
SC
10/23/1995 - 09/23/1996
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
01/13/1993 - 10/26/1995
WALL STREET INVESTOR SERVICES (NEW YORK NY)
ND
09/10/1992 - 02/02/1993
ARM SECURITIES CORPORATION (MINOT ND)
IA
Issued 09/09/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1993
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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