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Roger Dean White

Ameriprise Financial Services, LLC

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About Roger Dean White

Roger Dean White is a financial advisor with Ameriprise Financial Services, LLC. Roger has been in the financial services industry for over 30 years. Roger is registered with both FINRA and the SEC. Roger has offices in Oshkosh, Dannebrog, and Grand Island, Nebraska. Roger is also a registered insurance broker. Prior to joining Ameriprise, Roger worked with SII INVESTMENTS, INC., QA3 FINANCIAL CORP., MULTI-FINANCIAL SECURITIES CORPORATION, and VESTAX SECURITIES CORPORATION. Roger's experience includes financial planning, portfolio management, and asset allocation services. Roger is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Roger White is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roger White’s Registration & Firm History

NE

11/17/2017 - Present

Ameriprise Financial Services, LLC (Oshkosh NE)

NE

05/21/2010 - 11/17/2017

SII INVESTMENTS, INC. (KEARNEY NE)

NE

11/22/2005 - 06/01/2010

QA3 FINANCIAL CORP. (KEARNEY NE)

NE

01/01/2004 - 12/09/2005

MULTI-FINANCIAL SECURITIES CORPORATION (OSHKOSH NE)

OH

01/28/1998 - 01/01/2004

VESTAX SECURITIES CORPORATION (HUDSON OH)

AZ

09/19/1996 - 01/30/1998

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

SC

10/23/1995 - 09/23/1996

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

NY

01/13/1993 - 10/26/1995

WALL STREET INVESTOR SERVICES (NEW YORK NY)

ND

09/10/1992 - 02/02/1993

ARM SECURITIES CORPORATION (MINOT ND)

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Licenses & Designations

IA

Issued 09/09/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/08/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/04/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/1993

Series 7 - General Securities Representative Examination

BC

Issued 09/08/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Roger Dean White. Review regulatory record here.
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