Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Dean Werner is an active investment advisor representative with Osaic Wealth, Inc. and has been in the industry since October 11, 1971. Roger holds the Series 7TO, SIE, Series 1, Series 63, and Series 65 licenses. Roger's previous firms include Signator Investors, Inc., John Hancock Mutual Life Insurance Company, and The Equitable Life Assurance Society of the United States. Roger is registered in several states, including Florida, Nevada, New Jersey, New York, North Carolina, Pennsylvania, and Texas. Roger's specializations include providing portfolio management, financial planning, pension consulting, and selection of other advisors. Roger is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
11/02/2018 - Present
Osaic Wealth, Inc. (CHAPPEL HILL NC)
NC
09/30/1993 - 11/02/2018
SIGNATOR INVESTORS, INC. (CHAPPEL HILL NC)
MA
09/30/1993 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
10/20/1980 - 09/30/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/12/1971 - 09/30/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 09/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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