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Roger Dean Haan

Correll Co. Investment Services Corp.

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About Roger Dean Haan

Roger Dean Haan has been in the financial industry since 1978. Roger is a registered representative with Correll Co. Investment Services Corp. and is licensed to provide investment advice in Florida, Michigan, and Texas. Roger has experience with financial services, including pension consulting and portfolio management for individuals.

Firm Information

Roger Haan is currently registered with Correll Co. Investment Services Corp.. Correll Co. Investment Services Corp. is a Corporation formed in December 1995. The firm is registered with the SEC and 16 states, and has a total of 260,311,837 in regulatory assets under management. They offer investment advisory services including pension consulting and portfolio management for individuals. Their client base includes pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.

$260.31M

Assets Under Management

79

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roger Haan’s Registration & Firm History

IL

10/11/1999 - Present

Correll Co. Investment Services Corp. (HICKORY HILLS IL)

NY

08/24/1978 - 11/04/1999

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/02/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/1978

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roger Dean Haan.
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