Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Ames is a financial advisor with over 40 years of experience in the industry. Roger is currently registered with LPL Financial LLC and is a Certified Financial Planner. Roger's previous employment includes positions at Raymond James Financial Services, Inc. and Edward D. Jones & Co., L.P. Roger's expertise includes financial planning, portfolio management, and investment advisory services. Roger is licensed to provide services in 29 states and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
11/25/2014 - Present
LPL Financial LLC (OXFORD OH)
FL
05/08/1990 - 03/11/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
01/08/1982 - 05/17/1990
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 01/14/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/24/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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