Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Dean Achtermann is a financial advisor at Morgan Stanley, a firm that has been in operation since 1935. Roger has been a financial advisor for over 30 years. His extensive experience in the industry is a valuable asset to his clients. His areas of specialization include asset allocation advice, financial planning, pension consulting, and educational seminars. Roger holds a Series 7, Series 63, and Series 65 license, as well as the SIE exam. He is registered with the Financial Industry Regulatory Authority (FINRA). Roger's clients include individuals, corporations, high-net-worth individuals, insurance companies, investment companies, and charitable organizations. Roger is also the owner of a rental property in Alexandria, Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
VA
06/01/2009 - Present
Morgan Stanley (Alexandria VA)
VA
02/27/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ALEXANDRIA VA)
NY
05/22/1989 - 03/05/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/28/1987 - 06/08/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 12/18/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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