linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Roger Dayne Goss

Capital Client Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Roger? Claim Your Profile

About Roger Dayne Goss

Roger Goss is a financial advisor registered with Capital Client Group, Inc. in San Antonio, TX. Roger has been in the industry since 2007 and has a wide range of experience in the field. Roger holds multiple licenses and certifications, including Series 6, 7, 66, and 24. Roger is also licensed in several states, including Texas, Oklahoma, Kansas, and Nebraska. Roger is dedicated to providing his clients with personalized financial advice and services.

Firm Information

Roger Goss is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

As agreed upon in a manner that covers registrant's costs

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Roger Goss’s Registration & Firm History

TX

08/21/2022 - Present

Capital Client Group, Inc. (SAN ANTONIO TX)

TX

02/23/2007 - 09/03/2020

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

Not sure if Roger Dayne Goss is right for you?

Licenses & Designations

BOTH

Issued 05/03/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/28/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/28/2022

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 03/13/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/13/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2013

Series 7 - General Securities Representative Examination

BC

Issued 02/22/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roger Dayne Goss.
Not sure if Roger Dayne Goss is right for you?