Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger David Williams is a financial advisor with Thrivent Investment Management Inc. Williams has been in the financial services industry since 2019 and is currently registered with the state of Minnesota. Williams is a Series 66, Series 7TO and SIE licensed representative and specializes in financial planning and portfolio management for individuals. Williams also works as Associate Director for GREAT NORTHERN UNION, an a cappella vocal chorus.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
10/15/2019 - Present
Thrivent Investment Management Inc. (Oakdale MN)
BOTH
Issued 10/03/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Roger Williams is the right advisor for you? Invested Better is here to help.
