Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Groves is an experienced financial professional with over 47 years in the industry. Roger has a broad range of experience, having previously worked with firms such as VALMARK SECURITIES, INC., WALNUT STREET SECURITIES, INC., MONY SECURITIES CORP., and THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK. He currently works with Commonwealth Financial Network, a firm with a large client base and a comprehensive range of services. Roger has a wide range of specializations, including retirement planning, investment management, insurance, and estate planning. He is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WY
07/05/2023 - Present
Commonwealth Financial Network (Jackson WY)
CA
04/18/2006 - 07/05/2023
VALMARK SECURITIES, INC. (IRVINE CA)
CA
11/20/1985 - 05/18/2006
WALNUT STREET SECURITIES, INC. (IRVINE CA)
NA
01/14/1975 - 01/31/1992
MONY SECURITIES CORP.
NY
01/14/1975 - 05/25/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NA
12/07/1983 - 12/09/1985
WESTLAKE SECURITIES, INC.
IA
Issued 04/07/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Roger Groves is the right advisor for you? Invested Better is here to help.
