Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Darpino is a financial professional with over 27 years of experience in the industry. Roger is currently a registered representative with J.P. Morgan Securities LLC. Previously, Roger was a registered representative with ICAP Corporates LLC, Tullett Prebon Financial Services LLC, Drexel Hamilton, LLC, Kaufman Bros., L.P., Goldman, Sachs & Co., Spear, Leeds & Kellogg, L.P., Olde Discount Corporation, Prudential Securities Incorporated and F.N. Wolf & Co., Inc. Roger holds several industry licenses and designations, including Series 7, Series 55, Series 57TO and SIE. Roger's experience and qualifications allow him to provide a wide range of financial services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
01/24/2023 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
02/02/2022 - 10/05/2022
ICAP CORPORATES LLC (NEW YORK NY)
NY
07/29/2019 - 10/05/2022
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
05/25/2011 - 10/31/2018
DREXEL HAMILTON, LLC (NEW YORK NY)
NY
09/16/2002 - 05/23/2011
KAUFMAN BROS., L.P. (NEW YORK NY)
NY
09/05/2001 - 08/07/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/05/1996 - 09/06/2001
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
MI
10/31/1994 - 08/07/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
06/24/1994 - 10/17/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
11/13/1993 - 07/01/1994
F.N. WOLF & CO., INC.
BC
Issued 11/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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