Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Dale Taylor is an investment advisor representative with LPL Financial LLC. Roger has been in the financial services industry since 1991. Roger has been registered with LPL Financial LLC since 2021. Roger is registered with the following states: California, Colorado, Florida, Georgia, Illinois, Maryland, Massachusetts, Mississippi, Montana, Nevada, New York, North Carolina, Ohio, Oregon, South Carolina, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
07/21/2021 - Present
LPL Financial LLC (MAGNOLIA TX)
OK
11/05/2020 - 07/21/2021
WADDELL & REED (EDMOND OK)
TX
03/02/2012 - 11/19/2020
MORGAN STANLEY (THE WOODLANDS TX)
TX
01/03/2011 - 03/06/2012
WELLS FARGO ADVISORS, LLC (CONROE TX)
TX
05/02/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)
CA
01/31/2001 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
AL
02/27/1999 - 11/06/2000
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
NC
03/28/1994 - 02/04/1999
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
TX
02/22/1993 - 04/05/1994
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
NY
10/06/1987 - 12/20/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/06/1987 - 12/20/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 05/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/17/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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