Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Lovelady is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Tulsa, Oklahoma. Roger has been in the industry since 1994 and has experience with a range of financial services. Roger is registered with the state of Oklahoma and Texas as a broker-dealer. Roger holds the Series 31, Series 7, and Series 6 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
09/11/2009 - Present
Stifel, Nicolaus & Company, Inc. (TULSA OK)
OK
11/02/2007 - 09/11/2009
UBS FINANCIAL SERVICES INC. (MUSKOGEE OK)
OK
07/08/1997 - 11/05/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TULSA OK)
TX
04/16/1996 - 07/08/1997
DOMINION INVESTOR SERVICES, INC. (MARBLE FALLS TX)
CA
11/27/1995 - 03/27/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MA
09/22/1994 - 11/20/1995
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
IA
Issued 05/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 04/30/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Roger Lovelady is the right advisor for you? Invested Better is here to help.
