Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Ledford is a financial professional with over 20 years of experience in the industry. Roger has a wide range of experience, having worked with several firms including Foresters Equity Services, Inc., OneAmerica Securities, Inc., American United Life Insurance Company, American Express Financial Advisors Inc., and IDS Life Insurance Company. Roger is currently registered with Advanced Strategies Broker Dealer LLC and holds licenses for Series 63, SIE and Series 7 examinations. Roger is also licensed in Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
09/22/2014 - Present
Advanced Strategies Broker Dealer LLC (CHATTANOOGA TN)
CA
11/15/2010 - 10/02/2012
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
TN
04/17/2001 - 05/26/2010
ONEAMERICA SECURITIES, INC. (CHATTANOOGA TN)
IN
04/17/2001 - 12/17/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
MN
08/25/1999 - 04/13/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/25/1999 - 04/13/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 07/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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