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Roger Dale Jones

Allstate Financial Services, LLC

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About Roger Dale Jones

Roger Dale Jones is a financial professional with over 30 years of experience in the industry. Roger has been with Allstate Financial Services, LLC since May 2000, previously working with Abacus Securities Corporation from 1993 to 2000. Roger is licensed in 16 states. Roger holds the Series 6, 7, 22 and SIE securities licenses.

Firm Information

Roger Jones is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roger Jones’s Registration & Firm History

WA

05/19/2000 - Present

Allstate Financial Services, LLC (Issaquah WA)

WA

01/18/1993 - 07/10/2000

ABACUS SECURITIES CORPORATION (BELLEVUE WA)

NY

06/21/1991 - 07/15/1992

NYLIFE SECURITIES INC. (NEW YORK NY)

NA

12/17/1990 - 05/29/1991

CENTURY INVESTORS OF AMERICA, INC.

NY

07/08/1987 - 12/18/1990

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/07/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2008

Series 7 - General Securities Representative Examination

BC

Issued 07/26/1988

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 07/07/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roger Dale Jones.
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