Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Haag is a financial advisor with LPL Financial LLC. Roger has been in the financial services industry since 1981. Roger provides financial planning, investment management, and retirement planning services. Roger holds the Series 7, 63, and 65 licenses. He also holds the SIE and Series 52TO certifications. Roger is a Certified Financial Planner. Roger has been registered with LPL Financial LLC since 2020. Before that, Roger was registered with Harbour Investments, Inc., Next Financial Group, Inc., FSC Securities Corporation, Shearson Lehman Hutton Inc., and Paine, Webber, Jackson & Curtis Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
02/13/2020 - Present
LPL Financial LLC (NORTON SHORES MI)
MI
02/17/2017 - 02/13/2020
HARBOUR INVESTMENTS, INC. (Norton Shores MI)
MI
08/27/2013 - 02/21/2017
NEXT FINANCIAL GROUP, INC. (NORTON SHORES MI)
MI
07/11/1988 - 08/29/2013
FSC SECURITIES CORPORATION (MUSKEGON MI)
NA
02/15/1988 - 07/22/1988
SHEARSON LEHMAN HUTTON INC.
NA
03/07/1984 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
09/04/1981 - 02/24/1984
PAINE, WEBBER, JACKSON & CURTIS INC.
IA
Issued 07/12/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/03/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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